Chamber
Plenary, 31 Jan 2002
31 Jan 2002 · S1 · Plenary
Item of business
Scottish Public Sector Ombudsman Bill: Stage 1
Thank you, Presiding Officer. That is the first time that I have been told that I can speak for as long as I like. The Local Government Committee was in the chamber last week, is here this week, and will be here next week and the week after that. I suggest that our names are put on the seats so that we know where to sit.
The committee and the clerks have been extremely busy. I want to put on record my thanks to committee members, as the committee has met weekly for as long as I can remember. Last Tuesday, we met at quarter to two and the meeting did not close until about 20 past six.
We consider carefully the bills that come before us and, from the responses from ministers, it seems that we are doing an excellent job, because many of the suggestions that we have made have been accepted.
Today, we are considering the Scottish Public Sector Ombudsman Bill. As others have said, the policy objective is to have a one-stop shop, headed by a new Scottish public sector ombudsman, to deal with complaints. At the moment, complaints are dealt with by a Scottish parliamentary commissioner for administration, a health ombudsman, a local administration ombudsman and a housing association ombudsman. The thrust of the bill is to establish an open, accountable and easily accessible public sector complaints system, which has the trust of the Scottish people. The bill will make the system simpler, more effective and more transparent, and will improve publicity.
In their written and oral evidence, all witnesses welcomed the one-stop-shop proposals but, as usual, some of them had concerns. One of those was that we should not lose the extensive knowledge and expertise built up over the years by individual ombudsmen and their officials. The committee agreed with those sentiments, but we did not support the suggestion that there should be a deputy ombudsman for either health or housing. I have to disagree with my comrade Janis Hughes and agree with Iain Smith on that point.
Members should be forewarned that the Local Government Committee will bring discussions on community planning to the Parliament. The committee felt that, because of the integrated approach implied by the emergence of community planning, it was important to allow the new body to develop as flexibly as possible. We acknowledge that the existing expertise needs to be retained, but we feel that people should start to work together in the new one-stop shop and learn from one another, rather than being separated.
Witnesses noted the bill's emphasis on investigations. Some expressed concern that, as the bill stands, the ombudsman may be vulnerable to challenge, in the courts or by auditors. Tricia Marwick spoke about that. The Health and Community Care Committee and the Scottish parliamentary commissioner for administration also expressed those concerns. However, the Minister for Finance and Public Services was of the opinion that the bill provided a statutory framework for the ombudsman to carry out his or her duties and that the fact that the bill contains no provision on what can or cannot be done means that there will be wider scope to deal with issues as the ombudsman sees fit. The committee was not wholly convinced by the minister's comments. We ask him to consider whether amendments are needed to safeguard the ability of the ombudsman to resolve disputes informally. I note what the minister has said today.
The provision for local authorities to ask the ombudsman to initiate an investigation is new. Although the housing association ombudsman was concerned that there might be a risk that an authority would use the new ombudsman to manage its own complaints, the committee was persuaded by other evidence that it was helpful for authorities to be able to request that an investigation be initiated. However, we cited the example of a complete service failure by an executive agency such as a local enterprise company, which we believed would be more properly investigated by a parliamentary committee than by an ombudsman. I draw the Executive's attention to that example.
We consider that, at this point, there is no need to add to the list of bodies, as that can be done later. I acknowledge Tricia Marwick's comments about water authorities.
The bill still allows the ombudsman to investigate matters of clinical judgment in the health service, but only matters of maladministration may be investigated in complaints against local authorities. Many witnesses felt that the new body's remit should be wider than the investigation of maladministration. However, the minister does not hold that view. He believes that organisations such as local authorities are democratically accountable and so a wider investigatory remit is not necessary.
The committee decided that, with the growth of joint, multidisciplinary working—and eventually with community planning—the differences between what can be investigated could cause problems. For example, witnesses from the Mental Welfare Commission for Scotland pointed out that all their work is conducted closely with health services and local authorities and that it would be difficult to unravel who was responsible for problems in the event of a complaint being investigated. We asked the Executive to consider ways of amending the bill at stage 2 to make the range of powers of investigation consistent across all authorities.
The power to investigate maladministration in relation to the internal management and organisation of schools is new. The Convention of Scottish Local Authorities and Glasgow City Council were unhappy about the proposals, as they felt that they would allow the ombudsman to stray into investigating matters of professional judgment, such as the curriculum and teaching management. However, the minister made it very clear that the bill would limit the ombudsman in investigating matters of professional judgment. The committee considered that question for some time and discussed it in detail. We finally agreed that it is appropriate for the ombudsman to investigate administration and management in schools, and nothing else.
The confidentiality of information provided was another question on which the committee spent some time. The bill will remove restrictions on the ombudsman's access to information from the Scottish Legal Aid Board. The committee still had concerns and sought assurances from the minister that safeguards will be in place to protect the applicant, so that the quality and extent of the information provided is not adversely affected.
We welcomed the inclusion of provisions to publicise the service. We talked a lot about that, because we think that it is very important. We also think it important that local complaints procedures should be exhausted before the ombudsman is approached. Mary Scanlon raised that. We welcomed the Scottish Parliamentary Corporate Body's assurances on the independence of the ombudsman's post. The SPCB will consider the pay, allowances and pension of the ombudsman. We are satisfied that sufficient safeguards are in place to ensure that there will be no conflict of interest.
The minister has given assurances that safeguards are also in place on staff transfer arrangements. As the minister said, the committee suggested that the name should be the Scottish public services ombudsman. I am pleased that he appears to have accepted that suggestion.
I have spoken for seven minutes; that is the longest speech I have ever made in the chamber. I ask members to agree to the general principles of the bill.
The committee and the clerks have been extremely busy. I want to put on record my thanks to committee members, as the committee has met weekly for as long as I can remember. Last Tuesday, we met at quarter to two and the meeting did not close until about 20 past six.
We consider carefully the bills that come before us and, from the responses from ministers, it seems that we are doing an excellent job, because many of the suggestions that we have made have been accepted.
Today, we are considering the Scottish Public Sector Ombudsman Bill. As others have said, the policy objective is to have a one-stop shop, headed by a new Scottish public sector ombudsman, to deal with complaints. At the moment, complaints are dealt with by a Scottish parliamentary commissioner for administration, a health ombudsman, a local administration ombudsman and a housing association ombudsman. The thrust of the bill is to establish an open, accountable and easily accessible public sector complaints system, which has the trust of the Scottish people. The bill will make the system simpler, more effective and more transparent, and will improve publicity.
In their written and oral evidence, all witnesses welcomed the one-stop-shop proposals but, as usual, some of them had concerns. One of those was that we should not lose the extensive knowledge and expertise built up over the years by individual ombudsmen and their officials. The committee agreed with those sentiments, but we did not support the suggestion that there should be a deputy ombudsman for either health or housing. I have to disagree with my comrade Janis Hughes and agree with Iain Smith on that point.
Members should be forewarned that the Local Government Committee will bring discussions on community planning to the Parliament. The committee felt that, because of the integrated approach implied by the emergence of community planning, it was important to allow the new body to develop as flexibly as possible. We acknowledge that the existing expertise needs to be retained, but we feel that people should start to work together in the new one-stop shop and learn from one another, rather than being separated.
Witnesses noted the bill's emphasis on investigations. Some expressed concern that, as the bill stands, the ombudsman may be vulnerable to challenge, in the courts or by auditors. Tricia Marwick spoke about that. The Health and Community Care Committee and the Scottish parliamentary commissioner for administration also expressed those concerns. However, the Minister for Finance and Public Services was of the opinion that the bill provided a statutory framework for the ombudsman to carry out his or her duties and that the fact that the bill contains no provision on what can or cannot be done means that there will be wider scope to deal with issues as the ombudsman sees fit. The committee was not wholly convinced by the minister's comments. We ask him to consider whether amendments are needed to safeguard the ability of the ombudsman to resolve disputes informally. I note what the minister has said today.
The provision for local authorities to ask the ombudsman to initiate an investigation is new. Although the housing association ombudsman was concerned that there might be a risk that an authority would use the new ombudsman to manage its own complaints, the committee was persuaded by other evidence that it was helpful for authorities to be able to request that an investigation be initiated. However, we cited the example of a complete service failure by an executive agency such as a local enterprise company, which we believed would be more properly investigated by a parliamentary committee than by an ombudsman. I draw the Executive's attention to that example.
We consider that, at this point, there is no need to add to the list of bodies, as that can be done later. I acknowledge Tricia Marwick's comments about water authorities.
The bill still allows the ombudsman to investigate matters of clinical judgment in the health service, but only matters of maladministration may be investigated in complaints against local authorities. Many witnesses felt that the new body's remit should be wider than the investigation of maladministration. However, the minister does not hold that view. He believes that organisations such as local authorities are democratically accountable and so a wider investigatory remit is not necessary.
The committee decided that, with the growth of joint, multidisciplinary working—and eventually with community planning—the differences between what can be investigated could cause problems. For example, witnesses from the Mental Welfare Commission for Scotland pointed out that all their work is conducted closely with health services and local authorities and that it would be difficult to unravel who was responsible for problems in the event of a complaint being investigated. We asked the Executive to consider ways of amending the bill at stage 2 to make the range of powers of investigation consistent across all authorities.
The power to investigate maladministration in relation to the internal management and organisation of schools is new. The Convention of Scottish Local Authorities and Glasgow City Council were unhappy about the proposals, as they felt that they would allow the ombudsman to stray into investigating matters of professional judgment, such as the curriculum and teaching management. However, the minister made it very clear that the bill would limit the ombudsman in investigating matters of professional judgment. The committee considered that question for some time and discussed it in detail. We finally agreed that it is appropriate for the ombudsman to investigate administration and management in schools, and nothing else.
The confidentiality of information provided was another question on which the committee spent some time. The bill will remove restrictions on the ombudsman's access to information from the Scottish Legal Aid Board. The committee still had concerns and sought assurances from the minister that safeguards will be in place to protect the applicant, so that the quality and extent of the information provided is not adversely affected.
We welcomed the inclusion of provisions to publicise the service. We talked a lot about that, because we think that it is very important. We also think it important that local complaints procedures should be exhausted before the ombudsman is approached. Mary Scanlon raised that. We welcomed the Scottish Parliamentary Corporate Body's assurances on the independence of the ombudsman's post. The SPCB will consider the pay, allowances and pension of the ombudsman. We are satisfied that sufficient safeguards are in place to ensure that there will be no conflict of interest.
The minister has given assurances that safeguards are also in place on staff transfer arrangements. As the minister said, the committee suggested that the name should be the Scottish public services ombudsman. I am pleased that he appears to have accepted that suggestion.
I have spoken for seven minutes; that is the longest speech I have ever made in the chamber. I ask members to agree to the general principles of the bill.
In the same item of business
The Minister for Finance and Public Services (Mr Andy Kerr):
Lab
As the minister with responsibility for public services, I especially welcome the opportunity to debate the Scottish Public Sector Ombudsman Bill. The bill i...
Mary Scanlon (Highlands and Islands) (Con):
Con
I seek clarification from the minister. I am confused about what will happen if someone complains about a social worker. Will they complain to the Scottish S...
Mr Kerr:
Lab
I will try to address that point now and perhaps follow it up by correspondence. In the first instance, the internal measures and mechanisms that are availab...
Tricia Marwick (Mid Scotland and Fife) (SNP):
SNP
As the minister said, the aim of the bill is to establish a public sector complaints system that is open, accountable, easily accessible to all and that has ...
Mr Keith Harding (Mid Scotland and Fife) (Con):
Con
I am about to make a comment that the Presiding Officer will not hear often from an MSP. I am disappointed that I have been allocated 12 minutes to speak in ...
The Deputy Minister for Finance and Public Services (Peter Peacock):
Lab
So are we. Laughter.
Mr Harding:
Con
It's the way he tells them.The truth is that a serious issue is involved in the way that we use our parliamentary time. This morning, we are to use two and a...
Janis Hughes (Glasgow Rutherglen) (Lab):
Lab
The member will be aware of the evidence that was taken by the Health and Community Care Committee, which showed that bodies such as the Mental Welfare Commi...
Mr Harding:
Con
I thank Janis Hughes for repeating some of the evidence that was given to the Health and Community Care Committee. The Conservatives took that evidence into ...
Iain Smith (North-East Fife) (LD):
LD
Like other members who have spoken, I am concerned about the amount of time that I have been allocated. I assure the Presiding Officer that I do not intend t...
The Deputy Presiding Officer (Mr George Reid):
SNP
We will be finished this morning by about 11.40—which is 50 minutes early. I ask the business managers to take note of that.
Iain Smith:
LD
Thank you, Presiding Officer.This is an important bill, which merits a decent stage 1 debate. I hope that we have such a debate, even if we do not fill the t...
The Deputy Presiding Officer:
SNP
I call Trish Godman, who may if she wishes have an infinity of time. However, it is my intention to suspend the meeting at about 11.40.
Trish Godman (West Renfrewshire) (Lab):
Lab
Thank you, Presiding Officer. That is the first time that I have been told that I can speak for as long as I like. The Local Government Committee was in the ...
Ms Sandra White (Glasgow) (SNP):
SNP
I congratulate Trish Godman on her speech. She has taken seven minutes, which might cut my time by about two minutes. She raised some of the points that I wa...
Dr Sylvia Jackson (Stirling) (Lab):
Lab
At this stage of the debate, it is difficult to be original, but I will try my best.Members have not really dealt with consultation. The Executive undertook ...
Mary Scanlon (Highlands and Islands) (Con):
Con
Members may think that the bill is fairly straightforward, but we should not forget those who are pursuing complaints in the system. As Sylvia Jackson spoke,...
Trish Godman:
Lab
I have a point of clarification. My understanding is that the purpose of the one-stop shop is precisely to overcome such problems. We will not identify deput...
Mary Scanlon:
Con
Yes, so did I. My evidence comes from the Mental Welfare Commission and others who felt that, when the commission examined a complaint, it examined it as a w...
Jackie Baillie (Dumbarton) (Lab):
Lab
Having just got used to speaking for a lot less time than usual, I will try, primarily in the interests of my colleagues' well-being, not to be tempted by th...
Dr Sylvia Jackson:
Lab
What is the member's view of what the minister said about the broader interpretation of the word "maladministration" and of the difficulties in some areas, p...
Jackie Baillie:
Lab
I accept that there are difficulties in taking wider views, but if our primary objective is to ensure that there are first-class public services, we should r...
Johann Lamont (Glasgow Pollok) (Lab):
Lab
I welcome the opportunity to speak in this debate. I am impressed by the work that the Local Government Committee has done. We have received yet another stag...
The Deputy Presiding Officer:
SNP
Before we move to closing speeches, I ask members who want to speak in the next debate—the mini-debate on procedures—to be in the chamber an hour early, at 1...
Donald Gorrie (Central Scotland) (LD):
LD
I welcome the bill. It is a great step forward to bring several ombudsmen's tasks together in one group. The bill also goes some way towards widening and inc...
Murdo Fraser (Mid Scotland and Fife) (Con):
Con
The Scottish Conservatives welcome the bill for the reasons that Keith Harding set out. The bill is not particularly controversial. I have a few brief points...
Mr Duncan McNeil (Greenock and Inverclyde) (Lab):
Lab
What issues would the member like to debate in the chamber?
Murdo Fraser:
Con
We could talk about the state of the national health service and the fall in the number of nurses in Scotland that was announced last week. We could talk abo...
Linda Fabiani (Central Scotland) (SNP):
SNP
I was caught short by Murdo Fraser's brevity.On this occasion, I have a certain sympathy with the decision to debate the matter for only so long because ther...
The Deputy Minister for Finance and Public Services (Peter Peacock):
Lab
Tricia Marwick had the courtesy to send us a note to explain why she was leaving the debate. I am sorry that she is unwell.I welcome the all-party support fo...